Financial Planning - Independant Broker-Dealer Guide 2011

UNITED PLANNERS
7333 E. Doubletree Ranch Rd., Ste. 120
Scottsdale, AZ 85258
Phone 800-966-8737
Website joinunitedplanners.com
Year founded 1987
CEO/president Thomas H. Oliver
Recruiting executive Sheila Cuffari
Clearing firm Pershing
Parent co. Self-owned

UVEST
200 S. College St., 21st Fl.
Charlotte, NC 28202
Phone 800-277-8802
Website uvest.com
Year founded 1982
CEO/president Dan Arnold
Recruiting executive Craig Kamis
Parent co. LPL Holdings

VFINANCE INVESTMENTS
1200 N. Federal Hgwy., Ste. 400
Boca Raton, FL 33432
Phone 561-981-1000
Website vfinanceinvestments.com
Year founded 1998
CEO/president William Groeneveld
Recruiting executive Debbie Walsh
Clearing firm National Financial
Parent co. National Holdings Corp.

VSR FINANCIAL SERVICES
8620 W. 110th St.
Overland Park, KS 66210
Phone 913-498-2900
Website vsrfinancial.com
Year founded 1985
CEO/president James M. Stanfield
Recruiting executive James Blosser
Clearing firms First Clearing, Pershing

WADDELL & REED
6300 Lamar Ave.
Overland Park, KS 66202
Phone 913-236-2000
Website joinwaddell.com
Year founded 1937
CEO/president Henry J. Herrmann
Recruiting executive Todd Esh
Clearing firms Pershing, Waddell & Reed
Parent co. Waddell & Reed Financial

WALL STREET FINANCIAL
255 Woodcliff Dr.
Fairport, NY 14450
Phone 800-836-4652
Website wsfg.com
Year founded 1994
CEO/president Todd Everts
Recruiting executive Joe Richard
Clearing firms National Financial, Pershing

WALNUT STREET SECURITIES
1095 Ave. of the Americas
New York, NY 10036
Phone 888-883-4684
Website walnutstreet.com
Year founded 1985
CEO/president John J. Brett
Recruiting executive Craig Markham
Clearing firm Pershing
Parent co. MetLife

WELLS FARGO
ADVISORS FINANCIAL NETWORK
1 North Jefferson St.
St. Louis, MO 63109
Phone 866-485-5383
Website wfafinet.com
Year founded 2001
CEO/president John Peluso
Recruiting executives Ron Sallet, Alex David
Parent co. Wells Fargo

WFG INVESTMENTS
2711 N. Haskell Ave., Ste. 2900
Dallas, TX 75204
Phone 800-225-3650
Website williams-financial.com
Year founded 1988
CEO/president Wilson Williams
Recruiting executive Dee W. Morgan
Clearing firms National Financial, Pershing
Parent co. Williams Financial

WOODBURY FINANCIAL SERVICES

500 Bielenberg Dr.

Woodbury, MN 55125

Phone 800-800-2638

Website woodburyfinancial.com

Year founded 1910

CEO/president Patrick McEvoy

Recruiting executives Scott Carlson,

Michael Spivey

Clearing firm Pershing

Parent co. Hartford Life

WRP INVESTMENTS

4407 Belmont Ave. Youngstown, OH 44505 Phone 800-589-2023 Website wrpinvestments.com Year founded 1976 CEO/president David M. Pintaric Recruiting executives Mark E. Hugo,

Marty A. Cline

Clearing firm National Financial

With a commitment to personal service, Sigma Financial Corporation partners with financial advisors looking to grow their practices in a professional and eithical manner. We provide comprehensive financial planning tools, products, and services which allow our reprentatives to help Middle American Investors achieve financial success.