Financial Planning - Independant Broker-Dealer Guide 2011

PRINCOR FINANCIAL SERVICES
711 High St.
Des Moines, IA 50392
Phone 888-774-6267
Website princor.com
Year founded 1968
CEO/president Mike Beer
Recruiting executive Julie LeClere
Clearing firm Pershing
Parent co. Principal Life

PROEQUITIES
2801 Highway 280 S.
Birmingham, AL 35223
Phone 800-288-3035
Website proequities.com
Year founded 1984
CEO/president Mike Mungenast
Recruiting executive Chris Corts
Clearing firm Pershing
Parent co. Protective Life

PROSPERA FINANCIAL SERVICES
5429 LBJ Freeway, Ste. 400
Dallas, TX 75240
Phone 972-581-3000
Website joinprospera.com
Year founded 1982
CEO/president David W. Stringer
Recruiting executive Tarah M. Carlow
Clearing firm First Clearing

QUESTAR CAPITAL

5701 Golden Hills Dr.

Minneapolis, MN 55416

Phone 888-446-5872

Website questarcapital.com

Year founded 1997

CEO/president Kevin S. Bachmann Recruiting executive Alex Barned Clearing firm Pershing

Parent co. Allianz Life Insurance Co. of N. America

RAYMOND JAMES
FINANCIAL SERVICES
880 Carillon Pkwy.
St. Petersburg, FL 33716
Phone 800-998-7537
Website advisorchoice.com
Year founded 1974
CEO/president Richard G. Averitt III
Recruiting executive Bill Van Law
Clearing firm Raymond James
Parent co. Raymond James Financial

ROYAL ALLIANCE ASSOCIATES
1 World Financial Center, 15th Fl.
New York, NY 10281
Phone 800-821-5100
Website royalalliance.com
Year founded 1989
CEO/president Arthur Tambaro
Recruiting executive Gary N. Bender
Clearing firms National Financial, Pershing
Parent co. SunAmerica Financial

SAGEPOINT FINANCIAL
2800 N. Central Ave., Ste. 2100
Phoenix, AZ 85004
Phone 866-462-44324
Website sagepointfinancial.com
Year founded 1970
CEO/president Jeff Auld
Recruiting executive Geoff Oprandy
Clearing firms National Financial, Pershing
Parent co. SunAmerica Financial

SAMMONS SECURITIES
4261 Park Rd.
Ann Arbor, MI 48103
Phone 866-520-6869
Website sammonssecurities.com
Year founded 2001
CEO/president Steven C. Palmitier
Recruiting executive Jim A. White
Parent co. Sammons Enterprises

SECURIAN FINANCIAL SERVICES
400 Rober St. N.
St. Paul, MN 55101
Phone 888-237-1838
Website securianfinancial.com
Year founded 1984
CEO/president George Connolly
Recruiting executive Robert Subjects
Clearing firm Pershing
Parent co. Securian Financial

SECURITIES AMERICA
12325 Port Grace Blvd.
La Vista, NE 68128
Phone 402-399-9111
Website joinsai.com
Year founded 1984
CEO/president James Nagengast
Recruiting executive Gregg Johnson
Clearing firms National Financial, Pershing
Parent co. Ameriprise Financial

SECURITIES SERVICE NETWORK
9729 Codgill Rd., Ste. 301
Knoxville, TN 37932
Phone 866-218-7908
Website ssnetwork.com
Year founded 1983
CEO/president Wade Wilkinson
Recruiting executive Michael Neubeck
Clearing firms National Financial, Pershing

At NEXT Financial Group, Inc., we are here to grow equity in your business while providing highly responsive support to streamline your business functions, letting you focus more time on your clients. NEXT offers far more than just products and services; we offer a culture that puts advisors first.