Financial Planning - Independant Broker-Dealer Guide 2011

CROWN CAPITAL SECURITIES
725 Town & Country Rd., Ste. 530
Orange, CA 92868
Phone 800-803-8886
Website crowncapitalsecurities.com
Year founded 1999
CEO/president Darol K. Paulsen
Recruiting executive Darol K. Paulsen
Clearing firms National Financial, Pershing

CUSO FINANCIAL SERVICES
10455 Sorrento Valley Rd., #210
San Diego, CA 92121
Phone 858-530-4480
Website cusonet.com
Year founded 1996
CEO/president Valorie Seyfert
Recruiting executive Janine Holmes
Clearing firm Pershing

EAGLE ONE INVESTMENTS
P.O. Box 886
Washington, IA 52353
Phone 319-653-9001
Website joineagleone.com
Year founded 1998
CEO/president Dave Paulson
Recruiting executive Brent Krumboltz
Clearing firm Mesirow Financial

EQUITY SERVICES
National Life Dr.
Montpelier, VT 05604
Phone 800-344-7437
Website equity-services.com
Year founded 1968
CEO/president Lance Reihl
Clearing firm National Financial
Parent co. National Life

FINANCIAL NETWORK
INVESTMENT
200 N. Sepulveda Blvd., Ste. 1300
El Segundo, CA 90245
Phone 800-879-8100
Website financialnetwork.com
Year founded 1983
CEO/president Jack R. Handy Jr.
Recruiting executive Cheryl Chiara
Clearing firm Pershing
Parent co. Cetera Financial

FIRST ALLIED SECURITIES
655 W. Broadway, 12th Fl.
San Diego, CA 92101
Phone 619-702-9600
Website joinfasi.com
Year founded 1994
CEO/president Adam Antoniades
Recruiting executive Matthew Bassuk
Clearing firm Pershing

FOUNDERS FINANCIAL SECURITIES
1020 Cromwell Bridge Rd.
Towson, MD 21286
Phone 410-308-9988
Website foundersfinancial.com
Year founded 2006
CEO/president Bradley M. Shepherd
Parent co. Founders Financial

FSC SECURITIES
2300 Windy Ridge Pkwy., Ste. 1100
Atlanta, GA 30339
Phone 800-547-2382
Website joinfsc.com
Year founded 1958
CEO/president Larry Roth
Recruiting executive Josh Hayes
Clearing firms National Financial, Pershing
Parent co. SunAmerica Financial

GBS FINANCIAL
558 B St., #200
Santa Rosa, CA 95401
Phone 707-568-2400
Website gbsfinancial.com
Year founded 1985
CEO/president Donald P. Gloisten
Recruiting executive Gerard P. Gloisten
Clearing firm Wedbush Morgan

GENEOS WEALTH MANAGEMENT
9055 E. Mineral Circle, Ste. 200
Centennial, CO 80112
Phone 303-785-8470
Website geneoswealth.com
Year founded 2002
CEO/president Russell Diachok
Recruiting executive Ryan Diachok
Clearing firms National Financial, Pershing

GENWORTH FINANCIAL SECURITIES
200 N. Martingale Rd.
Schaumburg, IL 60173
Phone 888-528-2987
Website genworthfinancialsecurities.com
Year founded 1981
CEO/president Enrique M. Vasquez
Recruiting executive Michael Abramowicz
Clearing firm Pershing
Parent co. Genworth Financial

We have realized that our business is driven by the producing advisors in the field, not the broker-dealer. We truly treat our advisors as valued clients. All of our staff and services are geared to help our advisors improve their businesses. Come explore opportunities with a broker-dealer that values relationships.