AMERICAN PORTFOLIOS
FINANCIAL SERVICES
4250 Veterans Memorial Hgwy., Ste. 420E
Holbrook, NY 11741
Phone 631-439-4600
Website americanportfolios.com
Year founded 2001
CEO/president Lon T. Dolber
Recruiting executive Timothy O’Grady
Clearing firm Pershing
Parent co. American Portfolios Holdings
As the 5th largest B/D in the country,
#29 in the Barron’s 500 and America’s
leader in financial planning, Ameriprise
Financial is well-positioned for continued
success. We have built our business
on an unwavering commitment to our
clients and advisors, and we can deliver
unparalleled leadership and support to
help you grow your practice.
STATS
NUMBER OF REPS 7,488
AVERAGE PAYOU T $202,000.00
CLEARING FIRM Ameriprise Financial
E&O COVERAGE Yes
1894
Jim Cracchiolo
Manish Dave
YEAR FOUNDED
CHAIRMAN/CEO
RECRUITING
EXECUTIVE
CONTACT
Brokerage, investment and financial
advisory services are made available
through Ameriprise Financial Services,
Inc. Member FINRA and SIPC. Some
products and services may not be
available in all jurisdictions or to all
clients.
Ameriprise Financial Services, Inc.
is an Equal Opportunity Employer.
© 2011 Ameriprise Financial, Inc.
All rights reserved.
AMERIPRISE FINANCIAL SERVICES
707 Second Ave. S.
Minneapolis, MN 55474
Phone 612-671-3131
Website ameriprise.com
Year founded 1894
CEO/president James Cracchiolo
Recruiting executive Dave Manish
Parent co. Ameriprise Financial
AMERITAS INVESTMENT
5900 O St.
Lincoln, NE 65810
Phone 800-335-9858
Website aicinvest.com
Year founded 1983
CEO/president Salene Hitchcock-Gear
Recruiting executive Wendell Hutsell
Clearing firm Pershing
Parent co. Ameritas Life Insurance Co.
AXA ADVISORS
1290 Ave. of the Americas
New York, NY 10104
Phone 212-554-1234
Website axa-equitable.com
Year founded 1999
CEO/president Christine Nigro
Recruiting executive Monica Valdes
Clearing firm LPL Financial
Parent co. AXA Financial
BERTHEL FISHER & CO.
FINANCIAL SERVICES
701 Tama St., Bldg. B, P.O. Box 609
Marion, IA 52302
Phone 319-447-5700
Website berthel.com
Year founded 1985
CEO/president Thomas J. Berthel
Recruiting executive Julie K. Driscoll
Clearing firm National Financial
Parent co. Berthel Fisher & Co.
CADARET GRANT
1 Lincoln Center
Syracuse, NY 13202
Phone 315-471-2191
Website cadaretgrant.com
Year founded 1985
CEO/president Arthur F. Grant
Recruiting executive Peter Grifo
Clearing firm Pershing
CAMBRIDGE INVESTMENT RESEARCH
1776 Pleasant Plain Rd.
Fairfield, IA 52556
Phone 800-777-6080
Website joincambridge.com
Year founded 1981
CEO/president Eric Schwartz
Recruiting executive Kyle Selberg
Clearing firms National Financial, Pershing
CENTAURUS FINANCIAL
2300 E. Katella Ave., Ste. 200
Anaheim, CA 92806
Phone 714-456-1790
Website centaurusfinancial.com
Year founded 1992
CEO/president James R. King
Recruiting executive Robert Keilly
Clearing firm Pershing
Parent co. Federation of Financial Services
CFG/H. BECK
11140 Rockville Pike, 4th Fl.
Rockville, MD 20852
Phone 800-333-6884
Website cfginc.com
Year founded 1981
CEO/president Eric G. Meyers
Recruiting executive Steven R. Porter
Clearing firm Pershing
Parent co. Securian Financial
COMMONWEALTH
FINANCIAL NETWORK
29 Sawyer Rd.
Waltham, MA 02453
Phone 866-462-3638
Website commonwealth.com
Year founded 1979
CEO/president Wayne M. Bloom
Recruiting executive Andrew Daniels
Clearing firm National Financial
COORDINATED CAPITAL
SECURITIES
704 River Pl.
Madison, WI 53716
Phone 608-221-4545
Website ccsmadison.com
Year founded 1983
CEO/president Mari Buechner
Recruiting executive Mari Buechner
Clearing firm First Clearing
