AMERICAN PORTFOLIOS
FINANCIAL SERVICES
4250 Veterans Memorial Highway, Ste. 420E
Holbrook, NY 11741
Phone 631-439-4600
Web Address www.americanportfolios.com
Year Founded 2001
CEO/President Lon T. Dolber
Recruiting Executive Timothy O’Grady
Clearing Firm Pershing
Parent Co. American Portfolios Holdings
AMERIPRISE FINANCIAL SERVICES
707 Second Avenue S.
Minneapolis, MN 55474
Phone 612-671-3131
Web Address www.ameriprise.com
Year Founded 1894
CEO/President James Cracchiolo
Recruiting Executive Dave Manish
Parent Co. Ameriprise Financial
AMERITAS INVESTMENT CORP.
5900 O St.
Lincoln, NE 65810
Phone 800-335-9858
Web Address www.aicinvest.com
Year Founded 1983
CEO/President Salene Hitchcock-Gear
Recruiting Executive Wendell Hutsell
Clearing Firms National Financial, Pershing,
RBC Dain
Parent Co. Ameritas Life Insurance Co.
AXA ADVISORS
1290 Ave. of the Americas
New York, NY 10104
Phone 212-554-1234
Web Address www.axa-equitable.com
Year Founded 1999
CEO/President Christine Nigro
Recruiting Executive William Degnan
Clearing Firm LPL Financial
Parent Co. AXA Financial
BERTHEL FISHER & COMPANY
FINANCIAL SERVICES
701 Tama St., Bldg. B, P.O. Box 609
Marion, IA 52302
Phone 319-447-5700
Web Address www.berthel.com
Year Founded 1985
CEO/President Thomas J. Berthel
Recruiting Executive Julie Driscoll
Clearing Firm National Financial
Parent Co. Berthel Fisher & Co.
BROKER DEALER FINANCIAL SERVICES CORP.
8800 N. W. 62nd Ave., P.O. Box 6240
Johnston, IA 50131
Phone 800-352-5634
Web Address www.bdfs.com
Year Founded 1979
CEO/President Timothy J. Lyle
Recruiting Executive Cheryl Johnson
Clearing Firms Charles Schwab, First Clearing
CADARET, GRANT & CO.
1 Lincoln Center
Syracuse, NY 13202
Phone 315-471-2191
Web Address www.cadaretgrant.com
Year Founded 1985
CEO/President Arthur F. Grant
Recruiting Executive Peter Grifo
Clearing Firms Charles Schwab, Pershing
CAMBRIDGE INVESTMENT RESEARCH
1776 Pleasant Plain Rd.
Fairfield, IA 52556
Phone 800-777-6080
Web Address www.joincambridge.com
Year Founded 1981
CEO/President Eric Schwartz
Recruiting Executive Kyle Selberg
Clearing Firms National Financial, Pershing
CENTAURUS FINANCIAL
2300 E. Katella Ave., Ste. 200
Anaheim, CA 92806
Phone 714-456-1790
Web Address www.centaurusfinancial.com
Year Founded 1992
CEO/President James R. King
Recruiting Executive Robert Keilly
Clearing Firm Pershing
Parent Co. Federation of Financial Services
CFG/H. BECK
11140 Rockville Pike, 4th Floor
Rockville, MD 20852
Phone 800-333-6884
Web Address www.cfginc.com
Year Founded 1981
CEO/President Eric G. Meyers
Recruiting Executive Steven Porter
Clearing Firm Pershing
Parent Co. Securian Financial Group
COMMONWEALTH FINANCIAL NETWORK
29 Sawyer Rd.
Waltham, MA 02453
Phone 866-462-3638
Web Address www.commonwealth.com
Year Founded 1979
CEO/President Wayne Bloom
Recruiting Executive Andrew Daniels
Clearing Firms National Financial, Pershing
COORDINATED CAPITAL SECURITIES
704 River Place
Madison, WI 53716
Phone 608-221-4545
Web Address www.ccsmadison.com
Year Founded 1983
CEO/President Mari Buechner
Recruiting Executive Mari Buechner
Clearing Firm First Clearing
CROWN CAPITAL SECURITIES
725 Town & Country Rd., Ste. 530
Orange, CA 92868
Phone 800-803-8886
Web Address www.crowncapitalsecurities.com
Year Founded 1999
CEO/President Darol K. Paulsen
Recruiting Executive Darol K. Paulsen
Clearing Firm Pershing
ENSEMBLE FINANCIAL SERVICES
179 Sully’s Trail, Ste. 302
Pittsford, NY 14534
Phone 585-419-1010
Web Address www.ensemblefs.com
Year Founded 1987
CEO/President Thomas Rogers
Recruiting Executive Stephen Wershing
Clearing Firm National Financial
Parent Co. Tompkins Financial Corp.
FINANCIAL NETWORK
INVESTMENT CORP.
200 N. Sepulveda Blvd., Ste. 1300
El Segundo, CA 90245
Phone 800-879-8100
Web Address www.financialnetwork.com
Year Founded 1983
CEO/President Jack Handy
Recruiting Executive Cheryl Chiara
Clearing Firm Pershing
Parent Co. Cetera Financial Group
